RBC Correspondent Services | Order Routing Disclosure

The Securities and Exchange Commission requires firms to make publicly available, quarterly reports on the firm’s order routing practices. Our clearing firm, RBC Correspondent Services, has selected Transaction Auditing Group (TAG) to disseminate the required information on their public Web site. The report may be accessed by selecting the link below.

Order Handling Disclosure Report »

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Uhlmann Price Securities, LLC | (800) 444-7075