SEC Order Handling Disclosure

The Securities and Exchange Commission requires firms to make publicly available, quarterly reports on the firm's order routing practices. Our clearing firm, RBC Dain Correspondent Services, has selected Transaction Auditing Group (TAG) to disseminate the required information on their public Web site.

The report may be accessed by selecting the link below.

 Order Handling Disclosure Report

When you select this link you will be leaving the Uhlmann Price Securities Web site.