Order Routing Disclosure

RBC Clearing & Custody | Order Routing Disclosure

The Securities and Exchange Commission requires firms to make publicly available, quarterly reports on the firm’s order routing practices. Our clearing firm, RBC Clearing & Custody, has selected S3 Matching Technologies to disseminate the required information on their public Web site. The report may be accessed by selecting the link below.

Best Execution Report

Best Execution Report XML

Historical Best Execution Reports 

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Uhlmann Price Securities, LLC | (800) 444-7075

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